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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2026
Jan 26, 2026
31853_dirs_2026-01-26_eb705a89-843d-47e9-9cf5-83344ef8c696.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2026-01-22
Reporting Person: Murry Stefan J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-22 | Common Stock, $.001 par value | F | 2049 | $38.38 | Disposed | 280922 | Direct |
| 2026-01-22 | Common Stock, $.001 par value | F | 3267 | $38.38 | Disposed | 277655 | Direct |
| 2026-01-22 | Common Stock, $.001 par value | F | 747 | $38.38 | Disposed | 276908 | Direct |
| 2026-01-22 | Common Stock, $.001 par value | F | 1087 | $38.38 | Disposed | 275821 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.