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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2025
Jan 23, 2025
31853_dirs_2025-01-23_1ef50ccb-768f-4f47-a2fe-9299e87de8b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2025-01-22
Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-22 | Common Stock, $.001 par value | F | 996 | $30.150 | Disposed | 195296 | Direct |
| 2025-01-22 | Common Stock, $.001 par value | F | 1472 | $30.150 | Disposed | 193824 | Direct |
| 2025-01-22 | Common Stock, $.001 par value | F | 1758 | $30.150 | Disposed | 192066 | Direct |
| 2025-01-22 | Common Stock, $.001 par value | F | 2758 | $30.150 | Disposed | 189308 | Direct |
| 2025-01-22 | Common Stock, $.001 par value | F | 632 | $30.150 | Disposed | 188676 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.