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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2025
Jan 23, 2025
31853_dirs_2025-01-23_d9d01497-3ce0-4bc9-ae3d-b6ec60c149ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2025-01-21
Reporting Person: Murry Stefan J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-21 | Common Stock, $.001 par value | S | 2298 | $35.167 | Disposed | 209831 | Direct |
| 2025-01-22 | Common Stock, $.001 par value | F | 1089 | $30.150 | Disposed | 208742 | Direct |
| 2025-01-22 | Common Stock, $.001 par value | F | 1474 | $30.150 | Disposed | 207268 | Direct |
| 2025-01-22 | Common Stock, $.001 par value | F | 1922 | $30.150 | Disposed | 205346 | Direct |
| 2025-01-22 | Common Stock, $.001 par value | F | 3064 | $30.150 | Disposed | 202282 | Direct |
| 2025-01-22 | Common Stock, $.001 par value | F | 701 | $30.150 | Disposed | 201581 | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2024. The shares were sold in multiple transactions at actual sale prices ranging from $35 to $35.34 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.