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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2025
May 14, 2025
31853_dirs_2025-05-14_aa5e7e41-046d-421a-ab40-da5ef7a6b3b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2025-05-13
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-13 | Common Stock, $.001 par value | P | 10200 | $18.2423 | Acquired | 1648025 | Direct |
| 2025-05-13 | Common Stock, $.001 par value | P | 11000 | $18.1955 | Acquired | 1659025 | Direct |
Footnotes
F1: These shares were purchased in multiple transactions on May 13, 2025 at actual prices ranging from $17.94 to $18.45 per share. The price reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2: These shares were purchased in multiple transactions on May 13, 2025 at actual prices ranging from $17.90 to $18.45 per share. The price reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.