APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2025

Jun 17, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2025-06-13

Reporting Person: Chen Min-Chu (Mike) (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-06-13	Common Stock, $.001 par value	A	12281	$0.00	Acquired	177335	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $.001 par value	15000	Indirect

Footnotes

F1: These shares are granted in the form of Restricted Stock Units (RSUs) under the 2025 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 13, 2025, until all shares have vested.

F2: Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen. Mr. Chen disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein