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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2025
Jul 24, 2025
31853_dirs_2025-07-24_1be362b0-52bc-4165-8238-0470347ba21d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2025-07-22
Reporting Person: Kuo David C (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-07-22 | Common Stock, $.001 par value | F | 605 | $28.23 | Disposed | 153295 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 1066 | $28.23 | Disposed | 152229 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 1869 | $28.23 | Disposed | 150360 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 473 | $28.23 | Disposed | 149887 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 516 | $28.23 | Disposed | 149371 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.