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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2025
Jul 24, 2025
31853_dirs_2025-07-24_755b1d72-7d72-42b5-abb9-4537a7903c5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2025-07-22
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-07-22 | Common Stock, $.001 par value | F | 3110 | $28.23 | Disposed | 1655915 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 5491 | $28.23 | Disposed | 1650424 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 8753 | $28.23 | Disposed | 1641671 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 2332 | $28.23 | Disposed | 1639339 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 2524 | $28.23 | Disposed | 1636815 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.