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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2025
Jul 24, 2025
31853_dirs_2025-07-24_8e7fca6c-fee1-4f5b-9c79-a983fbcde5db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2025-07-22
Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-07-22 | Common Stock, $.001 par value | F | 966 | $28.23 | Disposed | 277876 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 1704 | $28.23 | Disposed | 276172 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 2675 | $28.23 | Disposed | 273497 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 613 | $28.23 | Disposed | 272884 | Direct |
| 2025-07-22 | Common Stock, $.001 par value | F | 774 | $28.23 | Disposed | 272110 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.