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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2025
Aug 14, 2025
31853_dirs_2025-08-14_cbf4335b-6e13-473b-aa5f-294de21da1ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2025-08-13
Reporting Person: Chen Min-Chu (Mike) (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-08-13 | Common Stock, $.001 par value | P | 7500 | $22.91 | Acquired | 22500 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.001 par value | 177335 | Direct |
Footnotes
F1: These shares were purchased in multiple transactions on August 13, 2025, at prices ranging from $22.50 to $23.20 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2: Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen. Mr. Chen disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein.