APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2025

Dec 1, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2025-11-26

Reporting Person: BLACK RICHARD B (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-11-26	Common Stock, $.001 par value	G	600	$0.00	Disposed	169494	Indirect

Footnotes

F1: Represents a bona fide gift of shares to a 501(c)(3) non-profit organization by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE, to which the reporting person contributed 4,121 shares of common stock on February 28, 2025, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect. . The shares were held by the Reporting Person in a revocable living trust of which the Reporting Person is the trustee and beneficial owner.