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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2025
Dec 12, 2025
31853_dirs_2025-12-12_c2b168bd-d57d-45eb-bf74-aa271e4d6cd8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2025-12-10
Reporting Person: Murry Stefan J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-12-10 | Common Stock, $.001 par value | S | 3000 | $30.4042 | Disposed | 288971 | Direct |
| 2025-12-10 | Common Stock, $.001 par value | S | 1000 | $35.0000 | Disposed | 287971 | Direct |
| 2025-12-11 | Common Stock, $.001 par value | G | 1000 | $0.00 | Disposed | 286971 | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2025. The shares were sold in multiple transactions at actual sale prices ranging from $30.00 to $30.51 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
F2: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2025. The shares were sold in multiple transactions at actual sale prices of $35.00 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
F3: Bona fide gift of shares to a 501(c)3 non-profit organization.