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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Jan 18, 2024
31853_dirs_2024-01-18_41efa0e7-e78c-405c-a7e9-6e3c33893407.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-01-16
Reporting Person: Murry Stefan J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-16 | Common Stock, $.001 par value | S | 20000 | $17.0796 | Disposed | 200488 | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2023. The shares were sold in multiple transactions on January 16, 2024 at actual sales prices ranging from $16.62 to $17.35 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.