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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Jan 24, 2024
31853_dirs_2024-01-24_f8dfd197-62d5-442e-be34-3b1a1de56b29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-01-22
Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-22 | Common Stock, $.001 par value | F | 1578 | $15.81 | Disposed | 214981 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 1080 | $15.81 | Disposed | 213901 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 1596 | $15.81 | Disposed | 212305 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 1906 | $15.81 | Disposed | 210399 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 2990 | $15.81 | Disposed | 207409 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.