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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Jan 24, 2024
31853_dirs_2024-01-24_f462bdf1-2827-4173-bfa8-e04b8a3407b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-01-22
Reporting Person: Kuo David C (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-22 | Common Stock, $.001 par value | F | 1027 | $15.81 | Disposed | 123162 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 675 | $15.81 | Disposed | 122487 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 998 | $15.81 | Disposed | 121489 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 1192 | $15.81 | Disposed | 120297 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 2088 | $15.81 | Disposed | 118209 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.