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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Jan 24, 2024
31853_dirs_2024-01-24_c23b40c7-d9cb-4b2c-a52f-e99f1d92ff32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-01-22
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-22 | Common Stock, $.001 par value | F | 5212 | $15.81 | Disposed | 1231139 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 3529 | $15.81 | Disposed | 1227610 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 5066 | $15.81 | Disposed | 1222544 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 6231 | $15.81 | Disposed | 1216313 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 9933 | $15.81 | Disposed | 1206380 | Direct |
Footnotes
F1: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.