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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Jan 24, 2024
31853_dirs_2024-01-24_77e3a347-e8af-4723-8f76-af2ad36f7036.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-01-22
Reporting Person: Murry Stefan J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-22 | Common Stock, $.001 par value | F | 1744 | $15.81 | Disposed | 198744 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 1181 | $15.81 | Disposed | 197563 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 1598 | $15.81 | Disposed | 195965 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 2084 | $15.81 | Disposed | 193881 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 3321 | $15.81 | Disposed | 190560 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.