AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Jan 24, 2024
31853_dirs_2024-01-24_0b6f0f1b-a875-4acd-9fed-5a34ad5c6723.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-01-22
Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-22 | Common Stock, $.001 par value | F | 1667 | $15.81 | Disposed | 249664 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 1076 | $15.81 | Disposed | 248588 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 1637 | $15.81 | Disposed | 246951 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 1899 | $15.81 | Disposed | 245052 | Direct |
| 2024-01-22 | Common Stock, $.001 par value | F | 2554 | $15.81 | Disposed | 242498 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.