APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024

Apr 24, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-04-22

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-04-22	Common Stock, $.001 par value	F	1080	$12.12	Disposed	206329	Direct
2024-04-22	Common Stock, $.001 par value	F	1596	$12.12	Disposed	204733	Direct
2024-04-22	Common Stock, $.001 par value	F	1906	$12.12	Disposed	202827	Direct
2024-04-22	Common Stock, $.001 par value	F	2990	$12.12	Disposed	199837	Direct

Footnotes

F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.

F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.

F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.