APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024

Jun 17, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-06-13

Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-06-13	Common Stock, $.001 par value	A	80910	$0.00	Acquired	338538	Direct
2024-06-13	Common Stock, $.001 par value	D	40455	$10.44	Disposed	298083	Direct
2024-06-14	Common Stock, $.001 par value	F	17195	$10.44	Disposed	280888	Direct

Footnotes

F1: Consists of shares earned in settlement of performance vesting restricted stock units for the 2021-2024 performance period that were settled in shares on a one-for-one basis for the target number of shares, and settled in cash for the remaining portion of the shares earned with respect to maximum performance.

F2: Consists of performance vesting restricted stock units settled in cash.

F3: Consists of shares withheld to satisfy applicable tax withholding obligations.