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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Jul 24, 2024
31853_dirs_2024-07-24_d5b6b409-5470-47ba-8093-dcb7bba26486.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-07-22
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-22 | Common Stock, $.001 par value | F | 3111 | $9.68 | Disposed | 1359292 | Direct |
| 2024-07-22 | Common Stock, $.001 par value | F | 4466 | $9.68 | Disposed | 1354826 | Direct |
| 2024-07-22 | Common Stock, $.001 par value | F | 5492 | $9.68 | Disposed | 1349334 | Direct |
| 2024-07-22 | Common Stock, $.001 par value | F | 8754 | $9.68 | Disposed | 1340580 | Direct |
| 2024-07-22 | Common Stock, $.001 par value | F | 2333 | $9.68 | Disposed | 1338247 | Direct |
Footnotes
F1: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.