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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Oct 24, 2024
31853_dirs_2024-10-24_9f0a169c-5f92-4513-b343-5615314a8cc0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-10-22
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-22 | Common Stock, $.001 par value | F | 3110 | $18.51 | Disposed | 1335137 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 4465 | $18.51 | Disposed | 1330672 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 5491 | $18.51 | Disposed | 1325181 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 8754 | $18.51 | Disposed | 1316427 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 2332 | $18.51 | Disposed | 1314095 | Direct |
Footnotes
F1: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4: Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.