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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Oct 24, 2024
31853_dirs_2024-10-24_ad265912-4bad-4821-8ab1-3e59d6c0e3a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-10-22
Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-22 | Common Stock, $.001 par value | F | 1076 | $18.51 | Disposed | 272034 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 1637 | $18.51 | Disposed | 270397 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 1899 | $18.51 | Disposed | 268498 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 2554 | $18.51 | Disposed | 265944 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 609 | $18.51 | Disposed | 265335 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.