AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Oct 24, 2024
31853_dirs_2024-10-24_610d515f-feeb-4da8-b9e5-3bebfa1d1efb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-10-22
Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-22 | Common Stock, $.001 par value | F | 946 | $18.51 | Disposed | 241096 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 1398 | $18.51 | Disposed | 239698 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 1669 | $18.51 | Disposed | 238029 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 2618 | $18.51 | Disposed | 235411 | Direct |
| 2024-10-22 | Common Stock, $.001 par value | F | 601 | $18.51 | Disposed | 234810 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.