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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2024
Nov 12, 2024
31853_dirs_2024-11-12_c606109a-0fcc-483c-877e-2ba7ff1b94ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2024-11-08
Reporting Person: Kuo David C (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-08 | Common Stock, $.001 par value | S | 10000 | $26.9273 | Disposed | 118122 | Direct |
| 2024-11-12 | Common Stock, $.001 par value | S | 6267 | $28.8865 | Disposed | 111855 | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023. The shares were sold in multiple transactions at actual sale prices ranging from $26.88 to $26.99 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.
F2: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023. The shares were sold in multiple transactions at actual sale prices ranging from $28.88 to $28.93 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.