AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2023
Jan 25, 2023
31853_dirs_2023-01-25_9be2fc3b-bfad-4b72-840b-aa20fb0209ec.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-01-23
Reporting Person: Murry Stefan J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-23 | Common Stock, $.001 par value | F | 272 | $2.21 | Disposed | 201758 | Direct |
| 2023-01-23 | Common Stock, $.001 par value | F | 1134 | $2.21 | Disposed | 200624 | Direct |
| 2023-01-23 | Common Stock, $.001 par value | F | 770 | $2.21 | Disposed | 199854 | Direct |
| 2023-01-23 | Common Stock, $.001 par value | F | 1040 | $2.21 | Disposed | 198814 | Direct |
| 2023-01-23 | Common Stock, $.001 par value | F | 1355 | $2.21 | Disposed | 197459 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.