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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2023
Apr 26, 2023
31853_dirs_2023-04-26_d3888813-df7f-4bb6-876a-358f70fd8181.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-04-24
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-24 | Common Stock, $.001 par value | F | 4587 | $2.14 | Disposed | 873441 | Direct |
| 2023-04-24 | Common Stock, $.001 par value | F | 3108 | $2.14 | Disposed | 870333 | Direct |
| 2023-04-24 | Common Stock, $.001 par value | F | 4459 | $2.14 | Disposed | 865874 | Direct |
| 2023-04-24 | Common Stock, $.001 par value | F | 5482 | $2.14 | Disposed | 860392 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.