AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2023
Apr 26, 2023
31853_dirs_2023-04-26_4f09a99d-044d-4f29-ace5-ae7c78e214a7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-04-24
Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-24 | Common Stock, $.001 par value | F | 1672 | $2.14 | Disposed | 266345 | Direct |
| 2023-04-24 | Common Stock, $.001 par value | F | 1082 | $2.14 | Disposed | 265263 | Direct |
| 2023-04-24 | Common Stock, $.001 par value | F | 1642 | $2.14 | Disposed | 263621 | Direct |
| 2023-04-24 | Common Stock, $.001 par value | F | 1905 | $2.14 | Disposed | 261716 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.