AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2023
Jul 26, 2023
31853_dirs_2023-07-26_c44ab517-09f7-49df-86de-fcef9f4a2d93.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-07-24
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-24 | Common Stock, $.001 par value | F | 4536 | $7.91 | Disposed | 1211727 | Direct |
| 2023-07-24 | Common Stock, $.001 par value | F | 3072 | $7.91 | Disposed | 1208655 | Direct |
| 2023-07-24 | Common Stock, $.001 par value | F | 4409 | $7.91 | Disposed | 1204246 | Direct |
| 2023-07-24 | Common Stock, $.001 par value | F | 5422 | $7.91 | Disposed | 1198824 | Direct |
| 2023-07-24 | Common Stock, $.001 par value | F | 8643 | $7.91 | Disposed | 1190181 | Direct |
| 2023-07-25 | Common Stock, $.001 par value | F | 8648 | $2.14 | Disposed | 1181533 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F6: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.