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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2023

Aug 10, 2023

31853_dirs_2023-08-10_e3e7e231-ea59-4c83-b6a6-1121c6d0b445.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-08-08

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-08 Common Stock, $.001 par value S 32346 $12.0652 Disposed 235491 Direct

Footnotes

F1: These sales were sold in multiple transactions on August 8, 2023 at actual sale price ranging from $12.00 to $12.195 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.