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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2023

Aug 14, 2023

31853_dirs_2023-08-14_cc7120ee-dc33-4187-b5b1-894aee3cc3ce.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-08-11

Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-11 Common Stock, $.001 par value P 15802 $12.6043 Acquired 1197335 Direct

Footnotes

F1: These shares were purchased in multiple transactions on August 11, 2023 at actual sales prices ranging from $12.41 to $12.65 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.