APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2023

Aug 18, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-08-17

Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-17	Common Stock, $.001 par value	P	5562	$12.4230	Acquired	1202897	Direct
2023-08-18	Common Stock, $.001 par value	P	14438	$12.3645	Acquired	1217335	Direct

Footnotes

F1: These shares were purchased in multiple transactions on August 17, 2023 at actual sales prices ranging from $12.36 to $12.45 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: These shares were purchased in multiple transactions on August 18, 2023 at actual sales prices ranging from $12.23 to $12.47 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.