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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2023
Oct 25, 2023
31853_dirs_2023-10-25_a4790462-8fa4-49ec-ae77-7308d558e027.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-10-23
Reporting Person: Kuo David C (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-23 | Common Stock, $.001 par value | F | 634 | $6.91 | Disposed | 127244 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 417 | $6.91 | Disposed | 126827 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 616 | $6.91 | Disposed | 126211 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 735 | $6.91 | Disposed | 125476 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 1287 | $6.91 | Disposed | 124189 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.