AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2023
Oct 25, 2023
31853_dirs_2023-10-25_33822c61-e795-4775-9e21-c121f2d89241.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-10-23
Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-23 | Common Stock, $.001 par value | F | 944 | $6.91 | Disposed | 220910 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 647 | $6.91 | Disposed | 220263 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 955 | $6.91 | Disposed | 219308 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 1140 | $6.91 | Disposed | 218168 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 1787 | $6.91 | Disposed | 216381 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.