AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2023
Oct 25, 2023
31853_dirs_2023-10-25_33c85694-0e36-46c4-bfbc-bfd7a69714fa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-10-23
Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-23 | Common Stock, $.001 par value | F | 1667 | $6.91 | Disposed | 300737 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 1077 | $6.91 | Disposed | 299660 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 1638 | $6.91 | Disposed | 298022 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 1900 | $6.91 | Disposed | 296122 | Direct |
| 2023-10-23 | Common Stock, $.001 par value | F | 2555 | $6.91 | Disposed | 293567 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.