APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2023

Dec 18, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2023-12-14

Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-14	Common Stock, $.001 par value	S	42779	$22.3947	Disposed	251351	Direct
2023-12-15	Common Stock, $.001 par value	S	20	$23.71	Disposed	251331	Direct

Footnotes

F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023. The shares were sold in multiple transactions on December 14, 2023 at actual sale prices ranging from $22 to $22.94 per share. The price reported reflects the weighted average sale price for the transaction. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

F2: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023.