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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2022
Jan 26, 2022
31853_dirs_2022-01-26_d6106a8e-bdeb-4343-a6c0-a71e79128a29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2022-01-24
Reporting Person: Kuo David C (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-24 | Common Stock $.001 par value | F | 341 | $0.00 | Disposed | 95027 | Direct |
| 2022-01-24 | Common Stock $.001 par value | F | 229 | $0.00 | Disposed | 94798 | Direct |
| 2022-01-24 | Common Stock $.001 par value | F | 1020 | $0.00 | Disposed | 93778 | Direct |
| 2022-01-24 | Common Stock $.001 par value | F | 672 | $0.00 | Disposed | 93106 | Direct |
| 2022-01-24 | Common Stock $.001 par value | F | 991 | $0.00 | Disposed | 92115 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.