AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2022
Jan 26, 2022
31853_dirs_2022-01-26_bbc6ff71-e228-42d3-a963-41fe5d56edec.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2022-01-24
Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-24 | Common Stock $.001 par value | F | 640 | $0.00 | Disposed | 228245 | Direct |
| 2022-01-24 | Common Stock $.001 par value | F | 412 | $0.00 | Disposed | 227833 | Direct |
| 2022-01-24 | Common Stock $.001 par value | F | 1669 | $0.00 | Disposed | 226164 | Direct |
| 2022-01-24 | Common Stock $.001 par value | F | 1079 | $0.00 | Disposed | 225085 | Direct |
| 2022-01-24 | Common Stock $.001 par value | F | 1640 | $0.00 | Disposed | 223445 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.