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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2022
Apr 26, 2022
31853_dirs_2022-04-26_fa718f29-ebfb-4827-a9c2-04ede91cd4fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2022-04-22
Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-22 | Common Stock, $.001 par value | F | 321 | $0.00 | Disposed | 169952 | Direct |
| 2022-04-22 | Common Stock, $.001 par value | F | 1302 | $0.00 | Disposed | 168650 | Direct |
| 2022-04-22 | Common Stock, $.001 par value | F | 893 | $0.00 | Disposed | 167757 | Direct |
| 2022-04-22 | Common Stock, $.001 par value | F | 1317 | $0.00 | Disposed | 166440 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.