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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2022
Jul 26, 2022
31853_dirs_2022-07-26_b339dce7-60ab-4e7d-9adc-f8adc2812323.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2022-07-22
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-22 | Common Stock, $.001 par value | F | 1965 | $1.82 | Disposed | 893058 | Direct |
| 2022-07-22 | Common Stock, $.001 par value | F | 4574 | $1.82 | Disposed | 888484 | Direct |
| 2022-07-22 | Common Stock, $.001 par value | F | 3100 | $1.82 | Disposed | 885384 | Direct |
| 2022-07-22 | Common Stock, $.001 par value | F | 4447 | $1.82 | Disposed | 880937 | Direct |
| 2022-07-22 | Common Stock, $.001 par value | F | 5466 | $1.82 | Disposed | 875471 | Direct |
| 2022-07-25 | Common Stock, $.001 par value | F | 5463 | $2.96 | Disposed | 870008 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.