AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2022
Jul 26, 2022
31853_dirs_2022-07-26_9861d511-2f49-49f6-910e-ff446e0d6988.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2022-07-22
Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-22 | Common Stock, $.001 par value | F | 416 | $1.82 | Disposed | 289653 | Direct |
| 2022-07-22 | Common Stock, $.001 par value | F | 1673 | $1.82 | Disposed | 287980 | Direct |
| 2022-07-22 | Common Stock, $.001 par value | F | 1083 | $1.82 | Disposed | 286897 | Direct |
| 2022-07-22 | Common Stock, $.001 par value | F | 1644 | $1.82 | Disposed | 285253 | Direct |
| 2022-07-22 | Common Stock, $.001 par value | F | 1906 | $1.82 | Disposed | 283347 | Direct |
| 2022-07-25 | Common Stock, $.001 par value | F | 1903 | $2.96 | Disposed | 281444 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.