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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2022
Oct 26, 2022
31853_dirs_2022-10-26_5d7f0cc3-a509-4300-ac02-ce2d17e1a2e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2022-10-24
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-24 | Common Stock, $.001 par value | F | 2007 | $2.74 | Disposed | 868001 | Direct |
| 2022-10-24 | Common Stock, $.001 par value | F | 4676 | $2.74 | Disposed | 863325 | Direct |
| 2022-10-24 | Common Stock, $.001 par value | F | 3168 | $2.74 | Disposed | 860157 | Direct |
| 2022-10-24 | Common Stock, $.001 par value | F | 4545 | $2.74 | Disposed | 855612 | Direct |
| 2022-10-24 | Common Stock, $.001 par value | F | 5589 | $2.74 | Disposed | 850023 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.