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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2022
Oct 26, 2022
31853_dirs_2022-10-26_22c8b812-7163-4f8e-97d8-e85c1464d612.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2022-10-24
Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-24 | Common Stock, $.001 par value | F | 414 | $2.74 | Disposed | 281030 | Direct |
| 2022-10-24 | Common Stock, $.001 par value | F | 1671 | $2.74 | Disposed | 279359 | Direct |
| 2022-10-24 | Common Stock, $.001 par value | F | 1081 | $2.74 | Disposed | 278278 | Direct |
| 2022-10-24 | Common Stock, $.001 par value | F | 1641 | $2.74 | Disposed | 276637 | Direct |
| 2022-10-24 | Common Stock, $.001 par value | F | 1903 | $2.74 | Disposed | 274734 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.