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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2022

Nov 14, 2022

31853_dirs_2022-11-14_847bfbde-83d8-4b1c-bbe2-4339ad8897ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2022-11-10

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-10 Common Stock, $.001 par value S 50490 $2.1485 Disposed 174842 Direct

Footnotes

F1: The shares were sold in multiple transactions on November 10, 2022 at actual sale prices ranging from $2.09 to $2.181 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.