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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2022
Dec 15, 2022
31853_dirs_2022-12-15_e600aff8-f8ea-41d1-9c5f-d5320d85cce7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2022-12-13
Reporting Person: Murry Stefan J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-13 | Common Stock, $.001 par value | S | 4349 | $2.1509 | Disposed | 217081 | Direct |
| 2022-12-14 | Common Stock, $.001 par value | S | 10651 | $2.1826 | Disposed | 206430 | Direct |
Footnotes
F1: The sales were sold in multiple transactions on December 13, 2022 at actual sale prices ranging from $2.15 to $2.155 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
F2: The sales were sold in multiple transactions on December 14, 2022 at actual sale prices ranging from $2.15 to $2.20 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.