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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2021
Jan 26, 2021
31853_dirs_2021-01-26_810849d6-7c78-4791-8103-bfdd589e9787.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2021-01-22
Reporting Person: Murry Stefan J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-22 | Common Stock, $.001 par value | F | 684 | $10.49 | Disposed | 88546 | Direct |
| 2021-01-22 | Common Stock, $.001 par value | F | 600 | $10.49 | Disposed | 87946 | Direct |
| 2021-01-22 | Common Stock, $.001 par value | F | 420 | $10.49 | Disposed | 87526 | Direct |
| 2021-01-22 | Common Stock, $.001 par value | F | 1784 | $10.49 | Disposed | 85742 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 21, 2017.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.