Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

APPLIED OPTOELECTRONICS, INC. Director's Dealing 2021

Jan 29, 2021

31853_dirs_2021-01-29_572a9a0e-a1ac-42de-9288-1259c7dc7b88.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2021-01-27

Reporting Person: Murry Stefan J. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-27 Common Stock, $.001 par value S 1000 $12.00 Disposed 84742 Direct
2021-01-27 Common Stock, $.001 par value S 2000 $12.00 Disposed 82742 Direct

Footnotes

F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reportng Person on March 9, 2020

F2: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reportng Person on November 11, 2020