APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2021

Feb 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2021-02-19

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-19	Common Stock, $.001 par value	A	59820	$0.00	Acquired	146911	Direct

Footnotes

F1: The Restricted Stock Units (RSUs) were granted under the Company's 2013 Equity Incentive Plan, as amended, One-sixteen of the RSUs vest every three months commencing on January 21, 2021.