APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2021

Mar 11, 2021

SEC Form 4/A — Form 4/A

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2021-02-19

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-19	Common Stock, $.001 par value	J	59820	—	Disposed	87091	Direct

Footnotes

F1: On March 11, 2021, the Compensation Committee of the Company's Board of Directors rescinded its approval of the previously reported grant of Restricted Stock Units (RSUs) under the Company's 2013 Equity Incentive Plan, as amended, which the committee had approved in error, and voided and fully unwound such grant of RSUs effective as of February 19, 2021.