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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2021

Jun 15, 2021

31853_dirs_2021-06-15_71be8441-7977-4fcf-ae6f-dc2fff12d2ee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2021-06-11

Reporting Person: Lin Che-Wei (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-11 Common Stock, $.001 par value A 14538 $0.00 Acquired 104136 Direct

Footnotes

F1: These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2021 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 3, 2021, until all shares have vested.