AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2021
Oct 26, 2021
31853_dirs_2021-10-26_565bd152-efd2-4ece-b8b0-d0d5202b30c0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2021-10-22
Reporting Person: Kuo David C (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-22 | Common Stock, $.001 par value | F | 302 | $0.00 | Disposed | 97951 | Direct |
| 2021-10-22 | Common Stock, $.001 par value | F | 202 | $0.00 | Disposed | 97749 | Direct |
| 2021-10-22 | Common Stock, $.001 par value | F | 905 | $0.00 | Disposed | 96844 | Direct |
| 2021-10-22 | Common Stock, $.001 par value | F | 596 | $0.00 | Disposed | 96248 | Direct |
| 2021-10-22 | Common Stock, $.001 par value | F | 880 | $0.00 | Disposed | 95368 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.